Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gregerson is a financial professional with over a decade of experience in the financial services industry. Richard is currently registered with JCC Capital Markets, LLC in Pasadena, California and has previously held positions with Brockett Tamny & Co. Incorporated and South Lake Avenue Securities Corporation. Richard holds several industry licenses including Series 63, Series 79TO, SIE, and Series 62.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/26/2013 - Present
JCC Capital Markets, LLC (PASADENA CA)
CA
12/09/2011 - 01/16/2013
BROCKETT TAMNY & CO. INCORPORATED (LOS ANGELES CA)
CA
11/25/2009 - 09/24/2010
SOUTH LAKE AVENUE SECURITIES CORPORATION (PASADENA CA)
BC
Issued 01/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2009
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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