Unclaimed
Richard Elliott Reedy is an active investment advisor representative at Piper Sandler & Co. in Frisco, Texas. Richard has been in the industry since May 13, 2013. Richard is a Series 63, SIE and Series 52 licensed individual. Prior to joining Piper Sandler & Co., Richard was affiliated with RAYMOND JAMES & ASSOCIATES, INC.. Richard has worked as an advisor for over 10 years and is registered with the state of Texas. Richard is a specialist in Public Finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/22/2017 - Present
Piper Sandler & Co. (Frisco TX)
TX
04/24/2013 - 09/01/2017
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
BC
Issued 05/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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