Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Clough is a financial advisor with Gateway Wealth Partners, LLC and has been in the industry since 1982. Richard is a registered investment advisor representative in Connecticut. Richard has also been registered in other states such as California, Connecticut, Florida, Georgia, Maine, New Hampshire, North Carolina, and Vermont. Richard has a Series 7, Series 6, Series 63, and Series 65 license. Richard's experience includes working at National Planning Corporation, Washington Square Securities, Inc., Legg Mason Wood Walker, Incorporated, Berkshire Equity Sales, Inc., and Mutual Benefit Financial Service Company. Richard specializes in financial planning, portfolio management for individuals, and pension consulting. Richard's firm is headquartered in Appleton, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
09/13/2023 - Present
Gateway Wealth Partners, LLC (APPLETON WI)
CT
02/07/2003 - 11/29/2017
NATIONAL PLANNING CORPORATION (GLASTONBURY CT)
CT
10/06/1998 - 02/10/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MD
05/12/1997 - 10/16/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
08/26/1991 - 05/22/1997
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
09/10/1990 - 08/20/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
10/02/1986 - 08/30/1990
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
10/06/1982 - 08/30/1990
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
06/16/1986 - 10/13/1986
NEW ENGLAND SECURITIES CORPORATION
IA
Issued 10/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/05/1982
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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