Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eldon Hamrick is a financial advisor at UBS Financial Services Inc. Richard has been in the industry since 1979 and holds several licenses and designations, including the Series 7, Series 63, Series 4, and SIE. Richard has a broad range of experience in the financial industry, including working at Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Richard is registered in over 25 states and has a strong track record of providing financial advice to individuals, families, and businesses. Richard is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
06/19/2009 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
07/31/1993 - 03/17/2009
CITIGROUP GLOBAL MARKETS INC. (ALPHARETTA GA)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/01/1979 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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