Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bartolo is a financial professional with over 14 years of experience in the financial industry. Richard has a diverse background with experience in investment banking. Richard holds the Series 7, 63 and SIE licenses, as well as the Series 79TO license which qualifies him to be a registered representative for Investment Banking. Richard is currently registered with Finalis Securities LLC and has previously worked with firms such as Moody Capital Solutions, Inc., BRG Capstone Capital Advisors, Avalon Securities, Ltd., BGC Financial, L.P., TFO Capital LLC, and SunTrust Robinson Humphrey, Inc. Richard's dedication to providing excellent customer service is evident in his commitment to working with clients to meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/19/2022 - Present
Finalis Securities LLC (New York NY)
GA
06/05/2020 - 12/20/2022
MOODY CAPITAL SOLUTIONS, INC (ATLANTA GA)
TN
06/24/2016 - 10/02/2018
BRG CAPSTONE CAPITAL ADVISORS (NASHVILLE TN)
NY
01/15/2016 - 07/01/2016
AVALON SECURITIES, LTD. (NEW YORK NY)
NY
05/13/2014 - 11/12/2015
BGC FINANCIAL, L.P. (NEW YORK NY)
GA
04/03/2012 - 05/09/2013
TFO CAPITAL LLC (ATLANTA GA)
GA
09/20/2006 - 01/09/2012
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 11/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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