Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Van demark has been in the financial services industry since 1996 and is currently registered with RBC Capital Markets, LLC. Richard is a Series 7 and Series 63 licensed representative. Richard is registered in multiple states including, but not limited to, South Dakota, Texas, and California. Richard's experience includes providing financial advice to individuals and institutions, as well as managing investment portfolios. Richard is committed to providing clients with personalized financial planning and investment management services. Richard is a member of the Board of Directors for Friends of Levitt at the Falls.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
02/19/2010 - Present
RBC Capital Markets, LLC (SIOUX FALLS SD)
SD
04/02/2007 - 04/23/2007
MORGAN STANLEY & CO., INCORPORATED (SIOUX FALLS SD)
SD
10/04/2000 - 04/02/2007
MORGAN STANLEY DW INC. (SIOUX FALLS SD)
NY
03/02/1998 - 10/04/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
05/31/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BC
Issued 06/12/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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