Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sneary is a financial advisor with over 20 years of experience in the industry. Richard is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Richard has experience providing investment advisory services to individuals, businesses, and institutions. Richard is committed to providing his clients with personalized investment advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/08/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EAST LANSING MI)
MI
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LANSING MI)
MI
04/13/2007 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (LANSING MI)
MI
06/18/2003 - 04/12/2007
FIFTH THIRD SECURITIES, INC. (LANSING MI)
IL
03/15/2000 - 05/02/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
GA
05/02/1995 - 03/13/2000
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 03/03/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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