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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Edward Palumbo is an investment advisor representative with Cetera Investment Advisers LLC, based in West Newton, MA. He has been in the financial services industry since September 1992. Richard Palumbo has been registered with Cetera Investment Advisers LLC since March 2024. Prior to that, he was with Investors Capital Corp. from 2003 to 2016. Richard Palumbo is a licensed investment advisor representative in Massachusetts, New Jersey, Maine, Florida, New Hampshire, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
03/21/2024 - Present
Cetera Investment Advisers LLC (WEST NEWTON MA)
MA
04/03/2003 - 10/03/2016
INVESTORS CAPITAL CORP. (READING MA)
NY
09/15/1992 - 03/24/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 12/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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