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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mitchen is a financial advisor with Avantax Advisory Services in Baton Rouge, Louisiana. Richard has been in the financial services industry since 1982 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Richard has earned the Series 7, 24, 51, and 63 securities licenses, and holds designations in accounting. Richard offers various financial services including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
LA
02/02/2024 - Present
Avantax Advisory Services (Baton Rouge LA)
LA
10/20/1982 - 01/22/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (BATON ROUGE LA)
BC
Issued 02/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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