Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Landi is a financial advisor with over 35 years of experience in the industry. He is currently a registered representative of Capitol Securities Management, Inc., in Virginia and New York. Prior to joining Capitol Securities Management, Inc., Richard was registered with Cabot Lodge Securities LLC. Richard holds a variety of securities licenses including Series 7, 63, 66, 52, 53, 55, 24, 26 and 4. Richard also has experience as a trust account trustee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
12/04/2019 - Present
Capitol Securities Management, Inc. (GLEN ALLEN VA)
VA
06/10/2013 - 08/01/2019
CABOT LODGE SECURITIES LLC (RICHMOND VA)
VA
03/17/2006 - 07/09/2013
ALLIED BEACON PARTNERS, INC. (RICHMOND VA)
VA
11/14/2006 - 03/15/2011
ADVENT SECURITIES, INC. (RICHMOND VA)
WI
10/29/2010 - 02/22/2011
AMERICAN BEACON PARTNERS, INC. (EAU CLAIRE WI)
VA
04/30/2003 - 12/23/2009
COMMUNITY BANKERS SECURITIES, LLC (RICHMOND VA)
NC
06/18/1997 - 02/22/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MN
10/27/1988 - 07/07/1997
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NJ
03/04/1985 - 11/08/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 12/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/14/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/1989
Series 24 - General Securities Principal Examination
BC
Issued 04/07/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/1988
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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