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Richard Edward Graczyk

Pershing LLC

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About Richard Edward Graczyk

Richard Edward Graczyk has been in the financial industry since 1994 and is currently registered with Pershing LLC. Richard has held previous positions with R. Seelaus & Co., Inc. and Wolfe & Hurst Bond Brokers Inc. Richard holds the following licenses: Series 63, Series 99, Series 52 and SIE. Richard is registered in Florida, New Jersey and New York.

Firm Information

Richard Graczyk is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Graczyk’s Registration & Firm History

FL

06/24/1996 - Present

Pershing LLC (LAKE MARY FL)

NJ

01/01/1996 - 06/13/1996

R. SEELAUS & CO.,INC. (CHATHAM NJ)

NJ

04/08/1994 - 10/20/1995

WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)

NA

10/18/1993 - 03/17/1994

BROUNOFF, CLAIRE & CO., INC.

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Licenses & Designations

BC

Issued 01/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2012

Series 99 - Operations Professional Examination

BC

Issued 10/14/1993

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE National, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Edward Graczyk.
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