Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Edward Drew is an experienced financial professional with over 20 years of experience in the industry. Richard currently works at HSBC Securities (USA) Inc. and is registered with FINRA. Previously, Richard worked for NEUBERGER BERMAN LLC, CITIGROUP GLOBAL MARKETS INC., and QUICK & REILLY, INC. Richard holds the Series 7, Series 66, and SIE licenses and has specialized in providing investment advice and portfolio management services. Richard has expertise in a variety of investment strategies and is committed to providing personalized financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/01/2013 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NY
05/29/2007 - 07/23/2013
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
03/01/2005 - 06/14/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/21/1998 - 03/21/2000
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 12/09/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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