Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Edward Bergeron is a financial advisor with Commonwealth Financial Network. Richard has been a financial advisor for over 25 years and has held several positions at firms such as Infinex Investments, MML Investors Services, and Prudential Securities. Richard holds the Series 7, Series 63, Series 65, and Series 24 licenses. Richard is also a Certified Financial Planner. Richard specializes in providing financial advice to individuals, families, and small businesses. Richard has a strong commitment to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
04/18/2023 - Present
Commonwealth Financial Network (SMITHFIELD RI)
MA
01/04/2021 - 05/03/2021
INFINEX INVESTMENTS, INC. (RAYNHAM MA)
MA
10/16/2006 - 12/31/2020
COMMONWEALTH FINANCIAL NETWORK (MANSFIELD MA)
MA
11/02/2004 - 10/16/2006
INFINEX INVESTMENTS, INC. (NORTON MA)
MA
12/01/2003 - 09/25/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
01/30/2001 - 12/08/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
RI
10/26/1998 - 04/04/2000
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
MN
11/18/1994 - 10/23/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/18/1994 - 10/23/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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