Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Palmer is a financial advisor registered with Raymond James & Associates, Inc. Richard has been a financial advisor for over 27 years and has worked with various firms including Morgan Keegan & Company, Inc., UBS PaineWebber Inc., and J.C. Bradford & Co. He currently holds a Series 7, Series 63 and Series 65 license and is registered in Alabama, Arizona, California, Florida, Georgia, Louisiana, Maryland, Michigan, Missouri, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oregon, South Carolina, Tennessee, Texas, Virginia, Washington, and Wyoming. Richard is a Certified DROP Consultant and provides financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/04/2019 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
11/16/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (TAMPA FL)
NJ
06/12/1996 - 11/26/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/12/2000 - 07/27/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Palmer is the right advisor for you? Invested Better is here to help.
