Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nottingham is a financial advisor with over 30 years of experience in the financial services industry. Richard is registered with the state of Virginia as an Investment Advisor Representative. Richard has passed the Series 6, 63 and 65 exams. Richard is currently affiliated with Wealthtrak Advisors and has previously been affiliated with Lincoln Financial Securities Corporation, Walnut Street Securities, Inc., Guardian Investor Services Corporation, Jefferson-Pilot Investor Services, Inc., H. Beck, Inc., PML Securities Company, Heritage Equity Planning Corporation and Philadelphia Life Asset Planning Company. Richard has held the designation of Chartered Financial Consultant. Richard specializes in providing financial planning, investment management and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/27/2018 - Present
Wealthtrak Advisors (VIRGINIA BEACH VA)
VA
08/28/1998 - 06/01/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (VIRGINIA BEACH VA)
CA
11/02/1994 - 08/28/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
05/14/1993 - 11/01/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
04/24/1990 - 01/05/1993
JEFFERSON-PILOT INVESTOR SERVICES, INC.
IN
05/24/1984 - 01/05/1993
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MD
12/09/1988 - 03/12/1990
H. BECK, INC. (ROCKVILLE MD)
NA
06/28/1988 - 12/14/1988
PML SECURITIES COMPANY
NA
06/15/1988 - 09/22/1988
HERITAGE EQUITY PLANNING CORPORATION
NA
03/05/1987 - 04/30/1988
PHILADELPHIA LIFE ASSET PLANNING COMPANY
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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