Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard E Smith is a financial advisor based in Cordele, Georgia. Richard E Smith has been in the industry since February 20, 1984, and is currently registered with Kestra Private Wealth Services, LLC. Richard E Smith offers financial planning, portfolio management for individuals and businesses, and pension consulting. Richard E Smith is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/08/2023 - Present
Kestra Private Wealth Services, LLC (Cordele GA)
GA
08/22/1995 - 03/14/2023
EDWARD JONES (CORDELE GA)
NC
04/29/1992 - 08/14/1995
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
FL
05/30/1990 - 04/27/1992
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
AZ
11/19/1989 - 05/17/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
10/18/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
GA
11/26/1986 - 10/24/1988
FSC SECURITIES CORPORATION (ATLANTA GA)
NA
02/01/1984 - 12/18/1986
IDS LIFE INSURANCE COMPANY
NA
02/01/1984 - 12/18/1986
IDS MARKETING CORPORATION
NA
02/01/1984 - 12/12/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 02/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/30/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Smith is the right advisor for you? Invested Better is here to help.
