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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Prince is an Investment Advisor Representative with Fidelity Personal and Workplace Advisors. Richard has been in the financial services industry since 2022, and has experience with both individual and institutional clients. Richard holds a Series 63, Series 66, Series 52TO, and Series 53 licenses. Richard is registered with the state of Minnesota and Texas. Richard has previously been registered with Pinnacle Investments, LLC and Securian Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
07/26/2024 - Present
Fidelity Personal AND Workplace Advisors (OAKDALE MN)
MN
02/27/2023 - 04/25/2024
PINNACLE INVESTMENTS, LLC (Eagan MN)
MN
04/19/2022 - 03/03/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 08/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/09/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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