Unclaimed
Richard Kelleher is a financial professional with over 10 years of experience in the industry. Richard is currently registered with Clear Street LLC, a firm based in New York, NY. Prior to that, Richard worked at TD Prime Services LLC and Brown Brothers Harriman & Co. Richard holds the Series 99 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/30/2023 - Present
Clear Street LLC (NEW YORK NY)
NY
01/25/2016 - 08/31/2023
TD PRIME SERVICES LLC (NEW YORK NY)
NJ
09/13/2012 - 01/27/2016
BROWN BROTHERS HARRIMAN & CO. (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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