Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jennings is a financial professional with Northwestern Mutual Investment Services, LLC. Richard has been in the industry since April 2016 and has been associated with Northwestern Mutual Investment Services, LLC since April 2017. Previous employers include Citizens Securities, Inc. and AXA Advisors, LLC. Richard has passed Series 7, SIE, and Series 63 exams. Richard is licensed in Maryland, Ohio, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
04/19/2017 - Present
Northwestern Mutual Investment Services, LLC (CLEVELAND OH)
OH
07/19/2016 - 04/03/2017
CITIZENS SECURITIES, INC. (EASTLAKE OH)
OH
02/10/2016 - 06/02/2016
AXA ADVISORS, LLC (WILLOUGHBY OH)
BC
Issued 08/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Jennings is the right advisor for you? Invested Better is here to help.
