Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dwight Thompson is a financial advisor with over 20 years of experience in the industry. Richard currently works at LPL Financial LLC in Decatur, Alabama. Richard specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and charitable organizations. Richard is also a Certified Financial Planner. In addition to his work at LPL Financial, Richard has also worked as a tax preparer, accountant, and business owner. Richard's diverse background and experience allow him to provide comprehensive financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/26/2024 - Present
LPL Financial LLC (DECATUR AL)
AL
02/08/2006 - 04/01/2024
SECURITIES AMERICA, INC. (DECATUR AL)
AL
03/13/2000 - 10/09/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
04/04/1994 - 05/02/1995
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 07/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Thompson is the right advisor for you? Invested Better is here to help.
