Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dwayne Tesseneer is a financial advisor with over 20 years of experience in the industry. Richard has held positions at Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Richard is currently registered with the state of North Carolina and Texas. Richard also owns and operates a business, CMC Trading Partners, LLC. Richard is registered with Independent Advisor Alliance, LLC, a financial advisory firm with offices in Charlotte, North Carolina. Independent Advisor Alliance, LLC specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/21/2020 - Present
Independent Advisor Alliance, LLC (Greensboro NC)
NC
04/29/2009 - 10/30/2020
WELLS FARGO CLEARING SERVICES, LLC (GREENSBORO NC)
NC
03/20/2001 - 05/04/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON NC)
NJ
08/24/2000 - 03/02/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BOTH
Issued 07/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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