Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Edward Rutkowski has been in the financial services industry since 1983. Richard is currently registered with Osaic Wealth, Inc., and has previously been registered with Woodbury Financial Services, Inc., AXA Advisors, LLC, MONY Securities Corporation, and NYLIFE Securities Inc. Richard holds the Series 6, 63, 22, and 65 licenses as well as the SIE exam. Richard is a financial advisor that helps both individuals and businesses with a variety of financial planning needs. Richard helps clients with financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/19/2024 - Present
Osaic Wealth, Inc. (GREENWOOD VILLAGE CO)
CO
08/15/2005 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NY
06/01/2005 - 09/07/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/06/1998 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/26/1983 - 08/25/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 4/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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