Unclaimed
Richard Dwain Gardner is an investment advisor representative with Tvamp, LLC based in KNOXVILLE, TN. Richard has been in the financial services industry since November 2019. Prior to joining Tvamp, LLC, Richard was employed by Edward Jones. Richard holds Series 66, Series 7TO, and SIE licenses. Richard specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses. Richard is registered with the following states: Arkansas, California, Florida, Georgia, Illinois, Kentucky, Mississippi, North Carolina, Ohio, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
05/30/2023 - Present
Tvamp, LLC (KNOXVILLE TN)
TN
11/22/2019 - 05/31/2023
EDWARD JONES (KNOXVILLE TN)
BOTH
Issued 12/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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