Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Duey Franco is a financial professional with over 27 years of experience in the financial services industry. Richard is currently registered with Cetera Investment Advisers LLC as an investment advisor representative (IAR) in Arizona and Texas. Previously, Richard was registered with FIRST FINANCIAL EQUITY CORPORATION, MORGAN STANLEY DW INC., PIPER JAFFRAY INC., and DEAN WITTER REYNOLDS INC. Richard holds Series 7, Series 31, Series 63, and Series 65 licenses. Richard specializes in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
08/12/2005 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
NY
05/05/1998 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
12/19/1997 - 05/15/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
03/29/1995 - 01/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 03/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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