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Richard Drew Shulman

Deutsche Bank Securities Inc.

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About Richard Drew Shulman

Richard Shulman is a financial professional with over 20 years of experience in the industry. He is currently registered with Deutsche Bank Securities Inc. Richard is a Series 7, Series 31, Series 66, and Series 24 licensed professional and has held previous roles at DB SECURITIES SERVICES NJ INC., J.P. MORGAN SECURITIES INC., and MORGAN STANLEY DW INC. Richard's focus is on providing clients with a variety of financial services, including equity and debt research, macro research, and multi-asset research.

Firm Information

Richard Shulman is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Richard Shulman’s Registration & Firm History

FL

01/03/2012 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

NJ

09/22/2010 - 01/03/2012

DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)

NY

10/01/2008 - 07/06/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/20/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/11/2002 - 08/20/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

02/05/2002 - 09/24/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 02/28/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/14/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 02/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Drew Shulman.
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