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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lax is a financial advisor with SPC, a firm with offices in Plymouth and Ann Arbor, MI. Richard is also registered as an investment advisor with the state of Michigan. Richard is an active advisor with over 20 years of experience in the industry, specializing in investment advice. He is also registered in several states, including Florida, Indiana, Kentucky, and Missouri. Richard is a Series 63, 65, 7 and SIE licensed representative. He is also a non-paid administrator at Ward Presbyterian Church in Northville, MI. Richard's experience, qualifications and dedication to his clients makes him a valuable resource for those seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
10/14/2010 - Present
SPC (PLYMOUTH MI)
NJ
04/06/1998 - 09/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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