Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Keppler is an investment advisor representative at First Advisors National, LLC. Richard has been in the securities industry since 1984. He holds a Series 63, 65, 7 and 22 licenses. Richard is a registered investment advisor in Washington. Richard has worked for several other firms during his career, including Charles Jordan & Co., LLC, AllianceBernstein Investment Research and Management, Inc., and Pasadena Fund Services, Inc. Richard also works as an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Retirement planning consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/endorsement fees
1
2
WA
05/02/2016 - Present
First Advisors National, LLC (Coupeville WA)
NY
05/12/2005 - 12/31/2005
CHARLES JORDAN & CO., LLC (NEW YORK NY)
TN
05/03/1995 - 02/24/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NA
11/15/1993 - 02/02/1995
PASADENA FUND SERVICES, INC.
NA
03/12/1990 - 08/10/1993
CADRE SECURITIES, INC.
NY
06/11/1984 - 02/07/1990
INTEGRATED RESOURCES MARKETING, INC. (NEW YORK NY)
NA
10/18/1984 - 10/21/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/04/1984 - 05/23/1984
WINDSOR CAPITAL INCORPORATED
IA
Issued 04/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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