Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hays is a financial professional with over 20 years of experience in the industry. Richard is currently a registered representative with PFS Investments Inc. in Brookfield, WI. Richard has a Series 6 and a Series 63 license, as well as the SIE exam. Richard has been registered in Wisconsin since September 2018. Previously, Richard was a registered representative with PFS Investments Inc. in Duluth, GA from June 2007 to October 2008. Richard specializes in providing investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
WI
03/11/2016 - Present
PFS Investments Inc. (BROOKFIELD WI)
GA
06/20/2007 - 10/02/2008
PFS INVESTMENTS INC. (DULUTH GA)
GA
09/27/1999 - 06/06/2007
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 09/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Hays is the right advisor for you? Invested Better is here to help.
