Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Douglas Haub is a financial advisor with over 20 years of experience in the industry. He is currently registered with Stonex Financial Inc. and holds a variety of licenses and registrations, including Series 7, 24, 55, 57TO and SIE. Richard has experience working with clients in a variety of areas, including investments and financial planning. He is committed to providing his clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/13/2022 - Present
Stonex Financial Inc. (Dallas TX)
TX
09/30/2020 - 07/12/2022
E D & F MAN CAPITAL MARKETS INC. (Mansfield TX)
TX
05/25/2000 - 12/24/2019
HILLTOP SECURITIES INC. (DALLAS TX)
BC
Issued 09/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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