Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Douglas Freeman is an experienced financial professional with over 20 years of experience in the industry. Richard currently holds a Series 63, Series 4, Series 24, Series 52TO, Series 34, Series 3 and Series 7 licenses, and is registered to provide investment advice in all 50 states. Richard has previously worked with TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., and Ameritrade, Inc. Richard is currently an advisor at Charles Schwab & CO., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
05/26/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
04/22/2006 - 05/26/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
01/06/2014 - 04/20/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
10/27/2003 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BC
Issued 10/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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