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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Douglas Fernandes Faria is an investment advisor representative at Columbia Management Investment Advisers, LLC, with over 13 years of experience in the industry. Richard has previously worked at Baron Capital, Inc., Highland Capital Funds Distributor, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cohen & Steers Securities, LLC, American Express Financial Advisors Inc. and IDS Life Insurance Company. Richard holds Series 7 and Series 66 licenses. Richard specializes in providing portfolio management services to individuals, businesses, pooled investment vehicles, and investment companies. Richard is registered in Indiana and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
07/27/2017 - Present
Columbia Management Investment Advisers, LLC (Birmingham MI)
NY
11/15/2016 - 07/07/2017
BARON CAPITAL, INC. (NEW YORK NY)
TX
05/12/2014 - 06/10/2016
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
MI
05/11/2010 - 05/05/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
NY
07/12/2005 - 03/23/2010
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
NY
01/29/2004 - 06/23/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
09/30/2003 - 12/05/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/30/2003 - 12/05/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/16/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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