Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Douglas Estro has been in the financial services industry since February 6, 2000. Richard Estro currently works at Charles Schwab & Co., Inc. Richard Estro has been with Charles Schwab & Co., Inc. since May 18, 2018. Before Charles Schwab & Co., Inc. Richard Estro worked at TD AMERITRADE, INC., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., UST SECURITIES CORP., and J.P. MORGAN SECURITIES INC. Richard Estro has a Series 7, 9, 10, 24, 27, 63, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
05/18/2018 - Present
Charles Schwab & CO., Inc. (Garden City NY)
NY
06/16/2022 - 12/31/2023
TD AMERITRADE, INC. (Forest Hills NY)
NY
10/23/2009 - 10/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
01/31/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/18/2002 - 02/01/2008
UST SECURITIES CORP. (NEW YORK NY)
NY
04/04/2000 - 07/26/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
TX
05/19/1998 - 03/22/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
07/11/1997 - 04/29/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/07/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Richard Estro is the right advisor for you? Invested Better is here to help.
