Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Davis is a financial advisor at Ameriprise Financial Services, LLC, working in the Alpharetta, GA office. Richard has been in the industry since 1989 and has a history of working with both Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc. Richard is a registered Investment Advisor in Texas and has obtained multiple licenses, including Series 6, 7, 31, and 65. Richard has also earned the SIE designation. Richard specializes in offering financial planning services, asset allocation services, portfolio management for businesses and individuals, and educational seminars. Richard is a veteran in the field and has a strong track record of success in helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
07/08/2016 - Present
Ameriprise Financial Services, LLC (ALPHARETTA GA)
GA
10/05/2009 - 02/24/2021
AMERIPRISE FINANCIAL SERVICES, LLC (ATLANTA GA)
GA
02/10/2006 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (ATLANTA GA)
GA
05/13/1996 - 03/09/2006
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
MA
05/17/1989 - 04/22/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/17/1989 - 04/22/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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