Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Briggs is a financial advisor currently registered with BML Securities LLC. Richard has been in the industry since August 1, 2002. Richard has a broad range of experience in the financial services industry. Richard is also a licensed principal with the Series 24 and Series 28. Richard also holds the Series 7, Series 63, Series 79TO, Series 99TO and the SIE. Richard is currently registered in Massachusetts. Richard's prior experience includes working at Consilium Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
07/07/2023 - Present
BML Securities LLC (MARSHFIELD MA)
MA
08/01/2002 - 07/30/2023
CONSILIUM PARTNERS LLC (Boston MA)
BC
Issued 08/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2006
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 08/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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