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Richard Dong

State Farm VP Management Corp.

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About Richard Dong

Richard Dong is a financial professional registered in California. Richard Dong is a Series 6 and Series 63 licensed representative with a SIE certification. Richard Dong has been in the industry since July 2007. Richard Dong is currently employed by State Farm VP Management Corp.

Firm Information

Richard Dong is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Dong’s Registration & Firm History

AZ

07/16/2007 - Present

State Farm VP Management Corp. (TEMPE AZ)

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Licenses & Designations

BC

Issued 07/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Dong. Review regulatory record here.
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