Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stout is a financial advisor who has been working in the industry since 1987. Richard is currently registered with Wells Fargo Clearing Services, LLC and is licensed in both Texas and Utah. Richard has worked with several firms during their career including Fidelity Brokerage Services LLC, Hickey, Kober, Incorporated, and Kober Financial Corp. Richard has a broad range of experience in the financial industry and is able to provide investment advice and services to a wide range of clients. Richard is committed to providing their clients with personalized financial guidance that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/04/2019 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
05/20/1987 - 08/14/2017
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
NA
02/19/1986 - 07/23/1987
HICKEY, KOBER, INCORPORATED
NA
09/09/1986 - 02/10/1987
KOBER FINANCIAL CORP.
BOTH
Issued 02/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/29/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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