Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Johnson is an Investment Advisor Representative at Ned Davis Research, Inc. Richard has been with the firm since October 2010. Prior to joining Ned Davis Research, Inc., Richard was employed by DEAN WITTER REYNOLDS INC. Richard is registered with the state of Florida and holds the Series 63, Series 65, Series 7 and Series 31 licenses. Richard's other business activities include working for Ned Davis Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Issues charts, graphs, etc & customized research, model portfolio services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Ndr receives bps on other ia's aum using ndr models
1
2
FL
08/28/2012 - Present
NED Davis Research, Inc. (SARASOTA FL)
NY
08/06/1998 - 09/21/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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