Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Zangara is a financial professional with over 30 years of experience in the industry. Richard is currently registered with &partners and is licensed in multiple states. Richard has held previous roles with leading firms such as WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL SECURITIES INCORPORATED and PRUCO SECURITIES CORPORATION. Richard holds multiple professional licenses including Series 3, 7, 10, 63, 65, and SIE. Richard's primary focus is on providing investment advice to individuals, corporations, trusts, estates and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
NJ
07/29/2024 - Present
&partners (Edison NJ)
NJ
07/01/2003 - 08/05/2024
WELLS FARGO CLEARING SERVICES, LLC (BEDMINSTER NJ)
NY
02/23/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/19/1998 - 03/22/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/25/1994 - 11/05/1998
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
01/27/1994 - 12/09/1994
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
IA
Issued 12/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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