Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Domenic Ferry is a financial advisor with PNC Capital Markets LLC. Richard has been in the financial services industry since 2005 and is registered with FINRA and the state of Pennsylvania. He is also registered in Alabama, District of Columbia, Florida, Georgia, Maryland, North Carolina, South Carolina, and Virginia. Richard holds FINRA Series 6, 7, 24, 63, 79TO, and SIE licenses. He previously worked at Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/28/2007 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
DC
12/07/2004 - 05/17/2007
WACHOVIA SECURITIES, LLC (WASHINGTON DC)
BC
Issued 12/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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