Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Doherty Lawrence has been in the financial services industry since 1998. Richard is currently registered with Voya Financial Partners, LLC and holds a Series 6, Series 63 and SIE. Richard has previous experience at GWFS Equities, Inc., Chase Investment Services Corp. and TIAA-CREF Individual & Institutional Services, LLC. Richard is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/14/2020 - Present
Voya Financial Partners, LLC (New York NY)
NY
10/09/2007 - 11/22/2019
GWFS EQUITIES, INC. (NEW YORK NY)
NY
03/02/2007 - 09/26/2007
CHASE INVESTMENT SERVICES CORP. (PLAINVIEW NY)
NY
05/21/1998 - 03/31/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
BC
Issued 06/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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