Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kim has been in the securities industry since December 25, 2010 and is currently registered with Chimera Securities, LLC, where Richard holds a Series 7, SIE and Series 57TO license. Richard has previously been registered with COMMERCE ONE FINANCIAL INC. Richard is located in the New York, NY office of Chimera Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
10/19/2009 - 01/12/2010
COMMERCE ONE FINANCIAL INC. (SYOSSET NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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