Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Diaz is a financial advisor with MD Advice Financial in Holt, Michigan. Richard has been a registered representative for over 20 years and has experience in securities, investment advisory and insurance. Richard's background includes experience with Principal Securities, Inc., Securian Financial Services, Inc., and Jackson National Life Distributors, Inc. Richard is licensed to offer financial advice in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
05/31/2024 - Present
MD Advice Financial (HOLT MI)
MI
02/04/2013 - 10/11/2022
PRINCIPAL SECURITIES, INC. (Lansing MI)
MI
10/02/2003 - 02/14/2013
SECURIAN FINANCIAL SERVICES, INC. (LANSING MI)
TN
09/17/2002 - 08/18/2003
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
IA
Issued 12/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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