Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Deverna is a financial advisor who has been in the industry since 1989. Richard is currently registered with Citigroup Global Markets Inc., and has held previous positions at firms such as J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, Salomon Smith Barney Inc., and Citicorp Securities, Inc. Richard has a broad range of experience in the financial services industry, including investment advisory services, portfolio management, and financial planning. Richard has been involved in the financial industry for over 30 years, and has a strong understanding of the markets and investment strategies. He is a well-respected advisor and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/01/2024 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
06/08/2012 - 01/23/2024
J.P. MORGAN SECURITIES LLC (New York NY)
NY
12/14/2007 - 05/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
07/01/2003 - 08/20/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
05/10/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/18/1998 - 04/20/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/23/1998 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
01/21/1987 - 01/08/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 03/01/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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