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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dennis Weeks is a financial advisor registered with the state of California and is an Investment Advisor Representative with Osaic Wealth, Inc. Richard has over 29 years of experience in the financial services industry. His professional background includes roles with Woodbury Financial Services, Inc., CETERA ADVISOR NETWORKS LLC, INDEPENDENT FINANCIAL GROUP, LLC, and CAPITAL FINANCIAL SERVICES, INC. Richard has a wide range of experience, specializing in financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Richard is licensed to provide investment advice to individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/19/2024 - Present
Osaic Wealth, Inc. (LODI CA)
CA
04/15/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WOODBRIDGE CA)
CA
11/01/2018 - 04/16/2021
CETERA ADVISOR NETWORKS LLC (RANCHO CORDOVA CA)
CA
07/14/2016 - 11/02/2018
INDEPENDENT FINANCIAL GROUP, LLC (Woodbridge CA)
CA
07/09/2007 - 07/15/2016
CAPITAL FINANCIAL SERVICES, INC. (WOODBRIDGE CA)
CA
04/27/1994 - 07/09/2007
PENSION PLANNERS SECURITIES, INC. (LODI CA)
IA
Issued 04/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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