Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Overy is a financial advisor at Ameriprise Financial Services, LLC. Richard has been a financial advisor since 1997. Richard is registered to provide investment advice in 17 states and holds the Series 7, Series 10, Series 9, and Series 66 licenses. Richard has a strong background in providing investment advice to individuals, families, and businesses. Richard is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
03/25/2024 - Present
Ameriprise Financial Services, LLC (Williamsburg VA)
VA
06/05/2009 - 03/28/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (WILLIAMSBURG VA)
VA
02/21/2006 - 06/22/2009
CITIGROUP GLOBAL MARKETS INC. (WILLIAMSBURG VA)
MD
12/18/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 02/10/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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