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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Laspaluto is an investment advisor representative who has been in the industry since 1994. Richard is currently registered with Centaurus Financial, Inc. and has been with the firm since 2005. Richard has experience in a variety of financial services, including estate planning, fixed annuities, life insurance, and long-term care. Richard provides financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisers, and portfolio management for businesses and individuals. Richard is also a member of the Estate Planning Team and is the owner of Laspaluto Financial Planners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
09/14/2005 - Present
Centaurus Financial, Inc. (LAS VEGAS NV)
CA
11/01/2001 - 08/29/2005
INTEGRATED TRADING AND INVESTMENTS, INC. (HUNTINGTON BEACH CA)
AZ
12/07/1999 - 11/14/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
03/03/1999 - 12/09/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
SC
02/03/1996 - 03/03/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
10/21/1994 - 11/28/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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