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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dennis Kozlowski is an investment advisor representative and registered principal with Blackrock Investment Management, LLC, in Chicago, Illinois. Richard has been in the securities industry since 1994 and has a wide range of experience in financial services. Richard specializes in providing financial advice to high net worth individuals, corporations, and other institutional clients. He has a strong background in portfolio management and has a proven track record of success. Richard is a dedicated and experienced investment advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
09/29/2022 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
IL
02/18/2004 - 01/13/2015
DEAWM DISTRIBUTORS, INC. (CHICAGO IL)
TN
04/20/1999 - 01/13/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
TX
08/12/1994 - 04/05/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 09/23/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/28/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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