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Richard Deneen Hanzlik

Cetera Investment Advisers LLC

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About Richard Deneen Hanzlik

Richard Deneen Hanzlik is an investment advisor representative with Cetera Investment Advisers LLC, based in Woodbury, MN. Richard has been in the securities industry since September 5, 1991. Richard has a broad range of experience working with clients including individuals, high net worth individuals, corporations, trusts, pension and profit-sharing plans, charitable organizations, and state and municipal governments. Richard has the following licenses: Series 6, Series 7, Series 63, and Series 65. Richard is also registered with FINRA. In addition to Cetera Investment Advisers LLC, Richard has previously worked with Securian Financial Services, Inc., CRI Securities, LLC, Minnesota Life Insurance Company, North Star Consultants, Inc., Ascend Financial Services, Inc., and C.R.I. Securities, Inc. Richard is committed to providing clients with personalized financial advice and services to help them achieve their financial goals.

Firm Information

Richard Hanzlik is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Hanzlik’s Registration & Firm History

MN

08/10/2023 - Present

Cetera Investment Advisers LLC (WOODBURY MN)

MN

09/06/1991 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (BAYPORT MN)

MN

09/06/1991 - 10/18/2021

CRI SECURITIES, LLC (BAYPORT MN)

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Licenses & Designations

IA

Issued 05/20/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/04/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Deneen Hanzlik.
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