Unclaimed
Richard Delbert Newcomb is an investment advisor representative at Edward Jones. Richard has been in the industry since 2010 and is licensed in numerous states. Richard has experience with a variety of clients, including individuals, corporations, and pension plans. Richard focuses on providing personalized financial advice and investment management services. Richard has also worked for Securities America, Inc. and World Group Securities, Inc. Prior to joining Edward Jones Richard was employed by UPS in Atlanta, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
12/12/2018 - Present
Edward Jones (ALPHARETTA GA)
IN
12/22/2010 - 10/24/2011
SECURITIES AMERICA, INC. (MERRILLVILLE IN)
GA
12/06/2005 - 12/22/2008
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 10/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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