Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Defuccio is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Richard has been in the financial services industry since 1984. Richard is a registered representative in New Jersey and Texas. Richard's current registration with Wells Fargo Advisors Financial Network, LLC dates back to 2012. Richard previously worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., Gilder, Gagnon & Co., E. F. Hutton & Company Inc., Paine, Webber, Jackson & Curtis Inc., and Laidlaw Adams & Peck Inc. Richard holds the Series 3, 5, 63, 65, and 7 licenses and the SIE designation. Richard has an office in Chatham, NJ. Richard is also part owner of Marquis Wealth Advisors LLC and Corwil, Inc. In addition to financial services, Richard provides investment consulting services to institutional clients. Richard's practice focuses on individuals, high-net-worth individuals, pension plans, businesses, corporations, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/18/2012 - Present
Wells Fargo Advisors Financial Network, LLC (CHATHAM NJ)
NJ
06/01/2009 - 05/16/2012
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NA
07/31/1989 - 07/31/1993
LEHMAN BROTHERS INC.
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/23/1988 - 01/24/1989
GILDER, GAGNON & CO. (NEW YORK NY)
NA
01/16/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
01/05/1981 - 03/23/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
12/19/1979 - 01/26/1981
LAIDLAW ADAMS & PECK INC
IA
Issued 04/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1989
Series 3 - National Commodity Futures Examination
BC
Issued 10/30/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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